Sunday, 20 April 2014

(l2.10.11) Fixed and Floating Charges

Fixed charge is a charge on definite or specific property, i.e., the charge attaches to the property that is identified at the time when the charge is created, e.g., land, heavy machinery, buildings. The essence of fixed charge is that though the possession of the specified asset is with the company but  the legal title belongs to the holders of the charge. The consequence of this charge is that the company cannot dispose of that asset ,  free of charge, without the consent of the holderc of the charge. Even if it is disposed of, the holders of the charge will have the first claim as against the buyer of the property. If company creates a fixed charge on stock in trade, company will not be able to deal in that. This would limit the company's Powers to borrow. Hence a floating charge, is generally, created on assets such as stock- in-trade.

Floating charge, on the other hand, is not attached to definite property, but covers property of a fluctuating type, e.g., stock-in-trade. The characteristics of a floating charge are: (1) It is a charge on a class of assets, present and future; (2) The class of assets charged is one which in the  ordinary course of business, is changing from time to time; (3) Until some steps are taken to enforce the charge, the company may continue to deal with the assets charged in the ordinary course of business.

No particular form of words is necessary to create a floating charge. Any words which show an intention to allow the company to continue to deal with the assets by sale, lease, mortgage, etc., in the course of its business will create a floating charge. The advantage, of such charge is that the company may continue to deal with the property charged.

Whether a charge is a fixed charge or a floating charge will depend upon the words used in the document creating the charge; the essence of floating charge being the freedom of the borrower to use the assets charged, in the ordinary course of its business. It con even create a specific mortgage of the property, already  subject to a floating charge, without the consent of the holders of the charge and the registered mortgagee shall have priority over the change [Wheatley v. sibstone Co. (1885) 29 Ch.D.7151. But a company cannot, however,  create a further floating charge on the same assets to rank in priority to or pari pasv with the existing charge unless such power has been reserved by the company [Re Benjamin Cope & Sons (1974) 1 Ch. 800). Before crystallisation of the floating charge a company may even sell the whole of the undertaking if that is one of the object specified in the memorandum [Re Borax Co. (1901) 1 Ch.326]. Where, however, a specific charge is made expressly subject to floating charge, the former is postponed as from the date when the later is crystallised [Re Robert Stephenson] & Co. Ltd. (1913) 107L.T. 33].

A floating charge can be created only by an incorporated body. It is created by a deed and must be registered with the Registrar of Companies.

Crystallisation of a floating charge. A floating charge crystallises and becomes fixed in the following circumstances: (1) when the company goes into liquidation; or (2) When the company ceases to carry on business; or (3) When the debenture holders take steps to enforce their security, e.g., by appointing a Receiver, etc., on default by the company to pay principal and interest.

Effects of winding up on floating charge. (A) According t o s.123,the debts, which are entitled to a preferential payment in the event of the winding up of a company under s. 530, get priority over the claims of the debenture holders having a floating charge, even though the company is not in the course of winding up. (B) Where company is being wound up, a floating charge on the undertaking or property of the company created within 12 months immediately preceding the commencement of the winding up shall be void unless: 1, The company was solvent immediately after the charge was created; and 2. The amount was paid to the company in cash at the time of or subsequently  to the creation of and in consideration for, the charge together with interest on that amount at the rate of 5% per annum or such other rate as prescribed by the Central Government.

The object of the above provision is to prohibit insolvent companies from creating any floating charge on their assets with a view to secure past debts to the prejudice of unsecured creditors.

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